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Compliance training and its requirements

Compliance according to Merriam Webster Online Dictionary is “the act or process of complying with a desire, demand, proposal, or regimen”. So, compliance training is the formal program that teaches the employees regarding the policies, procedures, or even actions required for the prevention of the violations of the law as well as the issues in the workplace.

Compliance training must have the following elements to be successful:

The goals must be well defined:

The well-defined goals are the best place to start with successful compliance training. The objectives that you are trying to achieve with your compliance training must be clearly defined. There must be long-term goals that need to be defined and at the same time smaller goals that in summation help achieve the predefined final destination. A clear path leading to the said goals is a must.

Good communication is a must-have:

It is not enough to just have properly defined goals, the said goals must be communicated to all the interested parties. Everyone included in this must be aware of their part in the said exercise. This helps decide the roles and responsibilities of all the people who need to work in tandem to reach the decided pinnacle.


Individual learning paths:


After the roles and responsibilities have been decided and assigned, individual performance paths are important to be forged, keeping in mind the capabilities and present level of the knowledge base. The critical information of the area is required to be emphasized properly. And, the imparted education must be verified as to its consumption. For this purpose, availing the service of a custom content designer might be a step in the right direction.

Monitoring the results:

The proper monitoring of the achieved results is very important. It helps in understanding the performance achievement. It must be taken care that the results are measured against the performance that was already decided. The trainees must adhere to all the rules and regulations prescribed. Additionally, the effectiveness of the training prescribed must also be measured.

Several factors must be considered before choosing compliance training software-

1. Must-have Features

All the compliance training features that you do require, must be listed and checked if the LMS in question has them. Good LMS such as Cornerstone LMS boast of all the features that you can require for good compliance training.

2. Goals & Objectives

What your goals and objectives are and if your LMS in question can help you achieve those.

3. Compliance Training Budget

The amount of money you are willing to spend on compliance training must be considered before making the decision. This consideration entails that you don’t overspend too much than your decided budget. Some concessions can be acceptable.

4. Compliance training time frame

The time frame offered by the LMS for the compliance training and if it is acceptable to you keeping in mind your short as well as long term goals must be given due consideration.

5. E-learning tools

E-learning tools that you possess must be compliant with the LMS you are considering. All the formats and technical specifications of the LMS in question need to be in adherence to the present tools being used in your organization.

6. Team’s technical expertise

The team that you have in your organization, their technical know-how, and expertise must be considered before choosing the compliance training LMS. If the technical expertise is not exceptional, you might need technical support from an LMS provider at every step of the way. Now whether they would be providing you with that support is the question to dwell.

7. Compliance risks

Risk assessment is very important. All the potential hazards, as well as negative habits that should be aimed at in the compliance training, must be considered. Revaluation of company policies to see if they are in adherence to your long-term goals and objectives is a smart move.

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